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  • Quest CE Offers FINRA "Annual Compliance Reminders for Registered Representatives" Course
  • June 08, 2011
  • Quest CE is proud to announce the addition of a new course to their Firm Element Course Catalog titled, "Annual Compliance Reminders for Registered Representatives - Vol. 1."

    Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the addition of a new course to their Firm Element Course Catalog titled, "Annual Compliance Reminders for Registered Representatives - Vol. 1." This course is available for 2011 Firm Element Programs.

    Scenarios throughout the course, adapted from actual disciplinary actions, remind registered representatives of their compliance obligations. At completion of the course, students...
  • View more at: http://www.1888pressrelease.com/quest-ce-offers-finra-annual-compliance-reminders-for-regis-pr-308911.html